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1Vermont Lung Center, Department of Medicine, University of Vermont, and 2Fletcher Allen Health Care, Burlington, Vermont
Submitted 19 December 2005 ; accepted in final form 26 April 2006
| ABSTRACT |
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levels were elevated in HVZP and lower in LVDI compared with LV. We conclude that frequent DI can safely improve gas exchange and lung mechanics and may confer protection from biotrauma. Differences between LVDI and HV suggest that an optimal frequency range of DI exists, within which the benefits of maintaining an open lung outweigh injury incurred from overdistention. recruitment; lung mechanics; respiratory impedance
It has been proposed that "open lung" strategies using periodic DI and predetermined "optimal" positive end-expiratory pressure (PEEP) can limit regional overdistention of the remaining open lung and minimize injury incurred from atelectasis (5, 33). Certainly, studies have demonstrated that added PEEP can help maintain an open lung following DI recruitment maneuvers (2, 39). However, even in the setting of PEEP, DIs could feasibly be delivered too frequently, at which point the benefits of recruitment would be outweighed by cumulative damage from excessive overdistention. Many studies have demonstrated improvement in oxygenation, respiratory compliance, and even lung volume, following DI (20, 24, 38). However, it is unknown whether an appropriate frequency exists at which DI should be delivered to keep the lung open while avoiding added injury from frequent overdistention. Indeed, one could consider high Vt ventilation as an extreme case of delivering DI with every breath, a strategy already known to be injurious to the lung (14, 42, 45). We thus postulated that for a given level of PEEP, some intermediate range of DI frequency exists, within which the benefits of maintaining an open lung outweigh the potential injury incurred by frequent overdistention (1). We examined in the setting of modest PEEP the effects of modulating the frequency of DI delivery on oxygenation, lung mechanics, and indexes of injury by comparing the effects of high Vt (DI every breath) to those of a lower Vt ventilation with periodic DI, delivered either every minute or every hour.
| METHODS |
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Experimental protocol. After a 5-min initial stabilization period, volume history was standardized with two 0.75-ml DIs, delivered over 4 s. The DIs were delivered in a quasisinusoidal, nonsustained, and nonpressure-limited fashion in order to mimic the same tidal inflations delivered during high Vt ventilation. A volume of 0.75 ml was chosen because it is the approximate volume needed to inflate the lung to total lung capacity in a normal 25-g mouse when delivered over resting residual lung volume (35). Following volume history standardization, mice were assigned to receive one of five different ventilation protocols (matched in total minute ventilation) over 2 h: 1) low Vt (0.25 ml), 180 breaths/min, 2 cmH2O PEEP, with two DIs (0.75 ml) every minute (LVDI; n = 8); 2) low Vt (0.25 ml), 180 breaths/min, 2 cmH2O PEEP, with two DIs (0.75 ml) every hour (LV; n = 8); 3) high Vt (0.75 ml), 60 breaths/min, 2 cmH2O PEEP (HV; n = 7), equivalent to DI every second; 4) high Vt (0.75 ml), 60 breaths/min, 0 cmH2O PEEP (HVZP; n = 7) as a positive injury control; when accounting for gas compression, actual delivered Vt averaged 0.20 ml in the LV and LVDI groups (8 ml/kg) and 0.61 ml in the HV and HVZP groups (25 ml/kg); 5) a sham surgical control group (Sham; n = 6) of nonmechanically ventilated mice was anesthetized with Avertin [tribromo-ethyl alcohol (Aldrich, Milwaukee, WI) in tert-amyl alcohol, 20 mg/ml] at a dose of 400 mg/kg, underwent surgical exposure of the trachea with wound closure, was allowed to recover from anesthesia, and was euthanized 2 h later for bronchoalveolar lavage (BAL) and tissue harvest.
Specimen collection.
At the end of the timed ventilator protocol, the abdomen was opened and arterial blood was obtained via transdiaphragmatic left ventricular puncture, using a heparinized needle and syringe, for determination of arterial pH, oxygen tension (PaO2), and carbon dioxide (PaCO2) tension (Stat Profile pHOx; Nova Biomedical, Waltham, MA). In the LV group, this specimen was obtained immediately before the final DIs to demonstrate the effects of the LV strategy on gas exchange once G and H had reached their peak over the entire hour following the previous DIs. The alveolar-arterial oxygen gradient (A-aDO2) was calculated by subtracting PaO2 from the alveolar oxygen tension (PAO2), calculated using the alveolar gas equation as previously described (3). Immediately following thoracotomy, BAL was obtained by instilling 1.0 ml of PBS into the lungs via tracheal cannula and slowly suctioned back for a return of
0.8 ml. The left atrium was then cut, and 5 ml of PBS were slowly perfused through the right ventricle outflow tract to blanch the lungs of intravascular blood. Blanched lungs were then surgically removed; the trachea, large airways, and vessels were dissected away; and the lung tissue was flash-frozen in liquid nitrogen and stored at 80°C.
BAL fluid analysis.
Protein content was calculated using a colorimetric assay (Bio-Rad Laboratories, Hercules, CA) standardized to graded concentrations of bovine serum albumin. Duoset (R&D Systems, Minneapolis, MN) ELISA kits for mouse IL-1
, IL-6, and granulocyte colony-stimulating factor (G-CSF) were used according to manufacturer's protocol for BAL fluid (BALF) cytokine measurements.
Tissue homogenization and ELISA.
Frozen lung tissue specimens were individually crushed, weighed, and suspended in a protease inhibitor cocktail (P 8340; Sigma, St. Louis, MO;
50 mg of tissue per 500 of µl solution). Each sample was homogenized for 30 s at 2,600 rpm (POLYTRON, Kinematica), tip ultrasonicated for 30 s, and then spun at 10,000 g for 10 min at 4°C, after which the supernatant was removed and stored at 80°C. Protein concentration of each sample was measured before ELISA was performed. Cytokine concentrations from tissue homogenates were measured as described for BALF and normalized to protein by loading each well with enough supernatant for 80 µg of protein per well and balancing the remainder of the 100-µl loading volume with the appropriate kit buffer. Optical density measurements were converted to picograms per milliliters, using the corresponding standard curve, and then converted to picograms per milliliters of protein.
Quantitative RT-PCR.
Snap-frozen lung tissues were pulverized using liquid nitrogen-chilled mortars and pestles. RNA was extracted using TRIzol and then DNase treated using RNEasy columns (Qiagen), and 1.0 µg of total RNA was used as a template to synthesize the first-strand cDNA using random primers and SuperscriptII reverse transcriptase mix, according to instructions by the manufacturer (GIBCO-BRL). Real-time semiquantitative RT-PCR was performed using the Taqman Universal PCR Master Mix and the ABI PRISM 7700 Sequence Detection System. The Assay-On-Demand primers and probes used were mouse hypoxanthine guanine phosphoribosyl transferase 1 (Hprt1) (Assay Mm00446948_m1), mouse IL-1
(Assay Mm00434228_m1), and mouse IL-6 (Assay Mm00446190_m1), all purchased from Applied Biosystems (Foster City, CA). cDNA levels were measured using the 
Ct method and normalized to Hprt, and the data are presented as mean expression relative to the housekeeping gene, Hprt, and then calculated as a quotient relative to a randomly chosen sham control specimen.
Impedance data analysis.
Respiratory impedance (Zrs) was determined by measuring piston volume displacement and pressure in the ventilator cylinder while delivering 2-s oscillatory volume perturbations to the airway opening. These perturbations were composed of 13 superimposed sine waves having frequencies, ranging from 1.0 to 20.5 Hz, chosen to be mutually prime to reduce the harmonic distortion that can occur in nonlinear systems (26). Before beginning the protocol, dynamic calibration signals were obtained to correct for the physical characteristics of the ventilator and ventilator tubing in subsequent measurements of Zrs (28, 40). Zrs itself was determined via Fourier transform from the signals of ventilator piston volume and cylinder pressure as described previously (23, 28). Zrs was interpreted by being fit with the model
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![]() | (2) |
The parameters airways resistance RN and airways inertance (Iaw) largely characterize the resistive and inertive properties, respectively, of the airways, whereas G and H characterize the dissipative and elastic properties of the lung tissues (26). In particular, the parameter H is equal to respiratory elastance at an oscillation frequency of 1/2
Hz. Hysteresivity (
) is the quotient G/H. Increases in
are believed to reflect changes in intrinsic tissue properties and/or increased regional heterogeneity in lung function (32, 36). We invoked the normalization scheme of Ito et al. (30) to express G and H in the same units as Rn (cm H2O s ml-1) without changing their numerical values.
All graphing and statistical analyses were performed using Origin software (version 7.5, Northampton, MA). ANOVA was used to compare values for all groups, followed by post hoc Bonferroni tests for means comparison between groups. Values for BALF protein and tissue cytokines were logarithmically transformed before performing ANOVA to reduce differences in variation between the HVZP and other groups to nonsignificant levels. Differences were considered significant when P was <0.05.
| RESULTS |
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remained essentially unchanged throughout the protocol during LV with DIs every hour, a pattern similar to that observed in the other groups (Fig. 1C). RN remained slightly lower in the HV and HVZP groups when compared with the LV and LVDI groups (Fig. 1D). RN did not change significantly during the HV or HVZP protocols. RN gradually increased during the LV protocol, becoming significantly higher than baseline by 60 min and remaining elevated until pre-DI measurements at the end of 2 h, but immediately following the last DIs, returned to near baseline level (ANOVA, P < 0.05). RN also appeared to rise during the LVDI protocol, but this trend did not reach statistical significance.
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were not significantly elevated in any of the groups relative to sham (data not shown). Analysis of IL-6 and IL-1
levels in tissue homogenate demonstrated less variation and more significant differences between the groups. Tissue levels of IL-6 were significantly higher the HVZP group compared with sham and were lower in the LVDI group compared with both the LV and HV groups (Fig. 4A). Tissue levels of IL-1
were significantly higher in the HVZP, HV, and LV groups compared with sham, but not in the LVDI group (Fig. 4B). Tissue IL-1
was lower in the LVDI group compared with the LV group. Tissue G-CSF levels were not significantly different compared with one another (data not shown).
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mirrored the same patterns observed for their corresponding tissue cytokine levels, but did not reach the same statistical significance (Fig. 5). Mean relative mRNA expression of IL-6 was significantly higher in the HV and HVZP groups compared with sham, but differences between HV, LV, and LVDI groups did not reach statistical significance (Fig. 5A). Although mean relative mRNA expression of IL-1
was highest in HVZP and appeared greater in LV when compared with sham and LVDI, these differences were not significant.
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| DISCUSSION |
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. This explanation is in accordance with prior studies demonstrating a decline in end-expiratory lung volumes during low Vt ventilation (39). This account is also fully supported by our previous in vivo microscopic analysis of subpleural alveoli, demonstrating that proportionate rises in G and H reflect the development of atelectasis that is readily reversed (or recruited) by DI (3).
Keeping the lung open with frequent DI avoids driving each tidal inflation into an effectively smaller and stiffer lung and hence limits overdistention of the remaining open lung regions (14, 42). This is the most plausible mechanism to account for the lower tissue levels of IL-6 and IL-1
in the LVDI group, both of which are "early phase" proinflammatory cytokines shown to be elaborated by ex vivo rodent lungs subjected to overinflation (27, 43) and by cultured alveolar epithelial cells subjected to repeated stretch (31). The pattern observed among BALF G-CSF levels is less easily explained. G-CSF is a potent neutrophil regulatory cytokine expressed in both humans and mice, and it has been shown to worsen experimental ALI (8) and amplify the development of ALI during neutropenic recovery in rats (7). The role of G-CSF in VILI, however, is less well understood. In our model, the most injurious mode of ventilation, HVZP, led to a significant increase in BALF G-CSF, suggesting that this cytokine may play a role in the neutrophil infiltration seen during the pathogenesis of VILI (11). Because HVZP ventilation can theoretically result in both global overdistention at peak inflation and cyclic alveolar closure/reopening at end exhalation due to zero PEEP, we do not feel our data support making any assertion regarding the mechanism of G-CSF release in this model. However, we do feel this represents a novel and important finding regarding the release of this potent neutrophil regulatory cytokine during a known injurious ventilation strategy.
Our results thus suggest that frequent DI during LV ventilation is safe and potentially protective. On the other hand, keeping the lung open by delivering DI with every breath, as in the case of the HV group, leads to evidence of injury in the form of increased BALF protein levels, as well as elevated tissue levels of IL-6 and IL-1
. This effect is amplified in the setting of zero PEEP (HVZP) and is likely the result of the combined effects of repeated overdistention and cyclic alveolar closure and reopening. This is in accordance with previous studies that have demonstrated the ability of PEEP to prevent atelectasis and alveolar recruitment/derecruitment (22, 25) and to attenuate the injury incurred from high Vt ventilation (43, 45).
Comparing results from the HV and LVDI groups allows us to address the central postulate of our study: although DI with every breath (60/min in HV) is injurious, lower Vt ventilation with DI every minute is safe and potentially protective. This demonstrates that an optimal frequency range of DI delivery exists, at which point the potentially injurious effects of overdistention are outweighed by the protective benefits of maintaining a predominantly open lung. These findings are particularly interesting when considering that disrupted epithelial plasma membranes in overdistended rat lungs have been shown to spontaneously repair within minutes of returning to noninjurious ventilation (21). This suggests that even if periodic overinflation damages epithelial plasma membranes, provided overinflation occurs infrequently enough, repair is possible during the interim and injury does not accumulate. On the other hand, if DI is delivered with every breath, the intrinsic reparative processes of the lung may be overwhelmed, allowing injury to progress over time. Our findings are also consistent with other animal studies that demonstrate periodic recruitment with DI to be safe and potentially protective. Cakar and colleagues (10) demonstrated in rats that although continuous high-pressure ventilation over 2 h causes translocation of bacteria from the air space into the blood, delivery of periodic sustained high pressure recruitment maneuvers during low pressure ventilation does not. Frank and colleagues (19) also recently demonstrated that periodic DI in acid-injured rats yields no evidence of added epithelial injury, and in fact may confer protection to the endothelium.
DIs were delivered every minute during low Vt ventilation in mice and thus appear safe and potentially protective from VILI compared with DI given either with every breath or at two DIs every hour. Delivery of DIs every hour, as in the case of the LV group, although not clearly injurious in terms of BALF protein levels, leads to significantly higher stress within the lung (increased G and H) and signs of potential biotrauma to the lung tissues (Fig. 4). Conversely, delivery of DI every second, as in the HV group, leads to increased BALF protein, likely due to repeated disruption of the epithelium without sufficient time for repair. The optimal frequency range for DI in our model thus lies somewhere between once per hour and once per second. Clearly, the optimal frequency range of DI delivery might be very different in the setting of preexistent injury and is likely to vary among countless different scenarios. However, testing our hypothesis in uninjured mice is a necessary step in proof of concept that an optimal frequency range exists.
Our findings have obvious implications for the recruitment of the injured human lung during low Vt ventilation (i.e., 6 ml/kg). However, extrapolating our results to the clinical situation must be done guardedly. In the present study we employed uninjured mice, whereas it is known that the injured lung is more prone to atelectasis than a normal lung (2, 3). The optimal recruitment frequency could thus be quite different in an injury model, although previous animal studies have demonstrated that recruitment maneuvers can have near equivalent effects on markers of injury in both injured and uninjured lungs (17). Another issue is that we employed a standard lower Vt in our mice that allowed for effective ventilation at a commonly utilized respiratory rate of 180 breaths/min. It is unclear, however, how this Vt relates to the arbitrarily defined "low Vt" in humans of 6 ml/kg (6). It is also likely that PEEP may influence the optimal frequency of recruitment maneuvers since others have demonstrated that the effects of recruitment are better sustained when followed by PEEP (2, 39), and in some scenarios high PEEP may even obviate the need for frequent recruitment maneuvers (18, 34). Nevertheless there are documented scenarios in which high PEEP is insufficient to adequately recruit the lung without the delivery of periodic high-pressure DI recruitment maneuvers (20, 37). Thus understanding the effects of DI frequency in the context of a given level of PEEP is a worthy objective for this study. With respect to markers of injury, others have shown that when DI is followed by zero PEEP, markers of remodeling (i.e., procollagen III expression) are upregulated compared with when DI is followed by modest PEEP (17). Similarly in the present study, the injury incurred by DI delivered every second without PEEP (HVZP) was shown to be markedly attenuated by the addition of PEEP during HV (Figs. 25). In fact, the biggest protection benefit demonstrated in this study, in terms of BALF protein, BALF and tissue cytokine levels, and cytokine mRNA expression was bestowed upon the high Vt strategy when supplemented with moderate PEEP.
Despite all groups being matched to the same total minute ventilation, infrequent DI with a resultant rise in G and H ultimately led to less effective ventilation in the LV group. Although this is an important finding regarding the effects of DI frequency on gas exchange, it also resulted in a potentially relevant difference in PaCO2 for the LV group. Of relevance to this study, hypercapnea has been shown to influence the development of ALI and VILI (9, 13, 41). However, these studies employed significantly higher than normal physiological levels of hypercapnea. The mean value for PCO2 in the LV group in this study, although relatively higher than that of the other groups, was not above normal physiological range, and the differences between groups in this study were significantly less profound than in previous cited studies. In spite of this difference, the majority of in vivo work has shown hypercapnea to confer protection from VILI (9, 41). Thus if the difference in PCO2 in the LV group were to be of any significance, we postulate it would be more likely to have blunted any elevation in markers of injury for the LV group.
Another significant, and unavoidable, limitation of our study was the short duration of the experiment. Patients with ALI typically receive mechanical ventilation for days, whereas we studied our mice for only 2 h. Virtually all experimental models of VILI are limited in duration because of the numerous technical obstacles to keeping animals alive during prolonged injurious ventilation. This is one reason many investigators have employed ex vivo perfused lung models of VILI (27, 44). However, we wanted to investigate the effect of DI in vivo and thus chose a protocol end point to which we were confident the majority of mice would survive. Even so, the duration of our protocol did not differ greatly from that of numerous other published VILI studies (12, 43), and even though it was relatively short, we were still able to demonstrate that an optimal recruitment frequency range exists.
Although the relative expression of mRNA for IL-6 and IL-1
did not demonstrate the same statistically significant differences between groups as observed for tissue cytokine levels, they mirrored the same patterns (Figs. 4 and 5). One potential explanation is that unanticipated degradation of mRNA could have reduced the signal-to-noise ratio in the mRNA measurements relative to their more stable respective protein products. It is also important to bear in mind that quantifications of cytokine protein by ELISA and mRNA by RT-PCR are examining two separate, albeit not mutually exclusive, end points. In fact, the 2-h duration of this experiment and the differences observed between tissue antigen and mRNA levels suggest that preformed release of cytokine likely made up a significant fraction of the tissue cytokines measured. Thus, in the short term, release of IL-6 and IL-1
into the tissues appears differentially affected by DI frequency. Over a longer term, through transcriptional upregulation, HVZP ventilation is still by far the most injurious strategy, and added PEEP once more confers protection from this signal. Nevertheless, the observed mRNA expression of these cytokines in the LV and LVDI groups supports the notion that frequent DI to potentially injurious volumes is not only safe in the short term but potentially protective beyond the time frame studied in this experiment.
We conclude that frequent DI can reduce the mean tissue stress level during low Vt ventilation and optimize gas exchange with no clear evidence of injury from overdistention after 2 h. Furthermore, periodic DI may also confer protection from biotrauma by keeping the lung more open and thus limiting the mean stresses incurred within the tissue during each tidal inflation. The measured biomarkers of injury further suggest that there exists an optimal frequency range of DI delivery, within which the benefits of maintaining a predominantly open lung outweigh the potential injury incurred from periodic overinflation. In light of previously published work (21), we speculate this may be due to a threshold tolerance of DI frequency, beyond which the intrinsic reparative properties of the lung epithelium are overwhelmed. Finding the optimal frequency range of DI, which is likely to vary with the pathological state, degree of lung injury, and level of PEEP, could be vital to the management of patients requiring mechanical ventilation for ALI.
| GRANTS |
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| ACKNOWLEDGMENTS |
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| FOOTNOTES |
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The costs of publication of this article were defrayed in part by the payment of page charges. The article must therefore be hereby marked "advertisement" in accordance with 18 U.S.C. Section 1734 solely to indicate this fact.
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